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Financial Services and Markets Authority
Results: 490

#	Item
161	[removed]: New Collective Investment Schemes Sourcebook (Introduction Of Northern Ireland Oeics) (Amendment) Instrument 2004 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:47 Investment Finance Open-ended investment company Collective investment scheme Financial Services Authority Financial Services and Markets Act Financial economics Financial services Funds
162	Senior Persons Regime Implications for Senior Decision-Makers GRANT THORNTON FINANCIAL SERVICES GROUP Introduction Although the governance and risk management Add to Reading List Source URL: www.grant-thornton.co.uk Language: English - Date: 2014-03-17 10:59:39 Financial regulation Financial Regulator Financial Services and Markets Act Money laundering Financial Conduct Authority Federal Reserve System Business Economy of the Republic of Ireland United Kingdom Economy of the United Kingdom
163	2007 Liechtenstein Improves Investor Protection The Implementation of the EU «Markets in Financial Instruments Directive» (MiFID) Provides more Quality and Transparency On 1st November 2007 new legislation on the prov Add to Reading List Source URL: www.seeger.li Language: English - Date: 2014-01-28 09:09:34 Investment Finance European Union Markets in Financial Instruments Directive Stock market Financial Market Authority Financial services Accredited investor Multilateral Trading Facility Financial markets Financial economics Financial regulation
164	FCA[removed]PRA[removed]LEGAL CUTOVER (FEES) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed persons to exercise functions referred to in Article 5(1) of th Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2013-03-25 10:44:38 Financial Services and Markets Act Financial Conduct Authority United Kingdom Economy of the United Kingdom Prudential Regulation Authority
165	January 10, 2012 Via Electronic Mail Ms. Olga Petrenko and Mr. Christophe Polisset Senior Officers, Market Division European Securities and Markets Authority 103 Rue de Grenelle Add to Reading List Source URL: www.managedfunds.org Language: English Financial services Corporate finance Stock market Financial markets Hedge fund Credit default swap Hedge Convertible bond Bond Financial economics Finance Investment
166	Notification and justification for the UK Financial Conduct Authority’s (“FCA’s”) requirements relating to safe custody assets and client money, under Article 4 of Directive[removed]EC (“Level 2 Directive”) i Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:45 Markets in Financial Instruments Directive Finance Financial services Financial system Lehman Brothers Financial adviser Investment Policy Statement Financial economics European Union Financial regulation
167	Notification and justification for the FSA’s requirements relating to client assets applicable to UK investment firms under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive[removed]EC Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:43 Financial markets Financial services Financial regulation Prime brokerage Hedge fund Markets in Financial Instruments Directive Investment banking Financial Services Authority Short Financial economics Finance Investment
168	For submission to the European Commission: 26th March[removed]Notification and justification for amending certain requirements relating to the market for packaged products under Article 4 of Directive[removed]EC (“Level Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:46 Finance Investment Financial markets Service industries Markets in Financial Instruments Directive Independent Financial Adviser Financial adviser Financial Services Authority Collective investment scheme Financial economics Business Financial services
169	Notification and justification for retention of certain requirements relating to the market for packaged products under Article 4 of Directive[removed]EC ("Level 2 Directive") implementing Directive[removed]EC ("Level 1 Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:41 Financial services European Union directives Funds Markets in Financial Instruments Directive Independent Financial Adviser Undertakings for Collective Investment in Transferable Securities Directives Financial Services Authority Financial adviser Open-ended investment company Financial economics Investment Finance
170	MFA Submits Response to ESMA on Consultation and Discussion Papers on MiFID II and MiFIR: MFA submitted its response to the European Securities and Markets Authority’s (ESMA) consultation and discussion papers regardin Add to Reading List Source URL: www.managedfunds.org Language: English Financial services European Union directives Hedge fund Preqin Markets in Financial Instruments Directive Alternative Investment Fund Managers Directive Commodity Futures Trading Commission Derivative Collective investment scheme Financial economics Investment Finance

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